• Requirement Description Additional Record Contents
  • No additional information
  • FCS_STG_EXT.1 Import or destruction of key. [ No other events
  • FPT_NOT_EXT.1 (AUDIT) [ Measurement of TSF software
  • FPT_NOT_EXT.1 (ATTEST) [ Measurement of TSF software
  • Detected integrity violations
  • Table 3: Audits for SFRs (AGD1: FAU_GEN.1)
  • Description Error Code Value
  • Table 4: Audit (AGD1: FAU_GEN.1) (AGD3: FAU_GEN.1)
  • Microsoft Windows Common Criteria Evaluation Microsoft Windows 10




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    c. no other method]

    DeviceManagement-Enterprise-Diagnostics-Provider/Admin: 813

    1. [none]

    N/A

    Table 2: Administrative Actions audits (AGD2: FAU_GEN.1) (AGD1: FAU_GEN.1)

    Requirement

    Description

    Additional Record Contents

    Log: Event Id

    FAU_SEL.1

    All modifications to the audit configuration that occur while the audit collection functions are operating.

    No additional Information.

    Security: 4719, 4912

    FCS_CKM_EXT.1

    [generation of a REK]

    No additional Information.

    System: 1027

    FCS_CKM_EXT.5

    Success or failure of the wipe.

    No additional Information.

    System:

    Success: 12

    Failure: 1074


    FCS_CKM.1(ASYM KA)

    Failure of key generation activity for authentication keys.

    No additional Information.

    Microsoft-Windows-Crypto-NCrypt/Operational: 4

    FCS_HTTPS_EXT.1

    Failure of the certificate validity check.

    Issuer Name and Subject Name of certificate. [No additional information].

    Microsoft-Windows-CAPI2/Operational: 11

    FCS_RBG_EXT.1

    Failure of the randomization process.

    No additional information.

    System: 20

    FCS_STG_EXT.1

    Import or destruction of key. [No other events]

    Identity of key. Role and identity of requestor.

    Import: Security: 5058

    Destruction: System: 12



    FCS_STG_EXT.3

    Failure to verify integrity of stored key.

    Identity of key being verified.

    Microsoft-Windows-Crypto-NCrypt: 3

    (Task Category: Open Key Failure)



    FCS_DTLS_EXT.1

    Failure of the certificate validity check.

    Issuer Name and Subject Name of certificate.

    Microsoft-Windows-CAPI2/Operational: 30

    FCS_TLSC_EXT.1

    Failure to establish an EAP-TLS session.




    System : 36888
    Microsoft-Windows-CAPI2/Operational: 11, 30

    Establishment/termination of an EAP-TLS session.




    Establishment: System : 36880
    Termination: Microsoft-Windows-SChannel-Events/Perf: 1793


    FCS_TLSC_EXT.2

    Failure to establish a TLS session.

    Reason for failure.

    System : 36888
    Microsoft-Windows-CAPI2/Operational: 11, 30

    Failure to verify presented identifier.

    Presented identifier and reference identifier.


    Microsoft-Windows-CAPI2/Operational: 11

    Establishment/termination of a TLS session.

    Non-TOE endpoint of connection.

    Establisment:

    System: 36880

    Microsoft-Windows-CAPI2/Operational: 11

    Termination:

    Microsoft-Windows-SChannel-Events/Perf: 1793


    FDP_DAR_EXT.1

    Failure to encrypt/decrypt data.

    No additional information.

    System: 24588

    FDP_DAR_EXT.2

    Failure to encrypt/decrypt data.

    No additional information.

    Crypto-NCrypt/Operational: 6

    FDP_STG_EXT.1

    Addition or removal of certificate from Trust Anchor Database.

    Subject name of certificate.

    Import: Microsoft-Windows-CAPI2/Operational: 90
    Removal: CertificateServicesClient-Lifecycle-System/Operational: 1004

    FDP_UPC_EXT.1

    Application initiation of trusted channel.

    Name of application. Trusted channel protocol. Non-TOE endpoint of connection.

    HTTPS/TLS:

    System: 36880

    Microsoft-Windows-CAPI2/Operational: 11
    Bluetooth:

    System: 9



    FIA_AFL_EXT.1

    Excess of authentication failure limit.

    No additional information.

    Exceeding failure limit: Security: 4740

    FIA_BLT_EXT.1

    User authorization of Bluetooth device.

    User authorization for local Bluetooth service.




    User authorization decision.

    Bluetooth address and name of device.

    Bluetooth profile.

    Identity of local service.



    System: 9

    System: 20001



    FIA_BLT_EXT.2

    Initiation of Bluetooth connection.

    Bluetooth address and name of device.

    System: 8

    Failure of Bluetooth connection.

    Reason for failure.

    System: 16

    FIA_UAU_EXT.2

    Action performed before authentication.

    No additional information.

    N/A (no selection in Security Target)

    FIA_UAU_EXT.3

    User changes Password Authentication Factor.

    No additional information.

    Security: 4723

    FIA_X509_EXT.1

    Failure to validate X.509v3 certificate.

    Reason for failure of validation.

    Microsoft-Windows-CAPI2/Operational: 11

    FIA_X509_EXT.2

    Failure to establish connection to determine revocation status.

    No additional information.

    Microsoft-Windows-CAPI2/Operational: 11

    FMT_SMF_EXT.1

    Change of settings.

    Role of user that changed setting. Value of new setting.

    See Table 2: Administrative Actions audits

    Success or failure of function.

    Role of user that performed function.

    Function performed.



    Reason for failure

    Initiation of software update.

    Version of update.

    System: 19

    Initiation of application installation or update.

    Name and version of application.

    Microsoft-Windows-AppXDeploymentServer/Operational: 400

    FMT_SMF_EXT.2

    Unenrollment.

    Identity of administrator. Remediation action performed.

    DeviceManagement-Enterprise-Diagnostics-Provider/Admin: 48


    FPT_AEX_EXT.4

    Blocked attempt to modify TSF data.

    Identity of subject. Identity of TSF data.

    Security: 4656

    FPT_NOT_EXT.1 (AUDIT)

    [Measurement of TSF software].

    [Integrity verification value].

    System: 20

    FPT_NOT_EXT.1 (ATTEST)

    [Measurement of TSF software].

    [Integrity verification value].

    Attestation log file



    FPT_TST_EXT.1

    Initiation of self-test. Failure of self-test.




    System: 20

    FPT_TST_EXT.2

    Start-up of TOE.

    Boot Mode.

    System: 12

    [Detected integrity violations].

    [The TSF code that caused the integrity violation].

    Automatic Repair

    FPT_TUD_EXT.2

    Success or failure of signature verification for software updates.




    Setup: 2, 3

    Success or failure of signature verification for applications.




    Microsoft-Windows-AppXDeploymentServer/Operational: 400/404 for success/failure

    FTA_TAB.1

    Change in banner setting.

    No additional information.

    Security: 4657

    FTA_WSE_EXT.1

    All attempts to connect to access points.

    Identity of access point.

    Microsoft-Windows-WLAN-AutoConfig/Operational log event: 8001, 8003

    FTP_ITC_EXT.1

    Initiation and termination of trusted channel.

    Trusted channel protocol. Non-TOE endpoint of connection.

    IPSec: Security: 4650, 4651, 5451, 4655
    HTTP/TLS: System: 36880

    Microsoft-Windows-CAPI2/Operational: 11

    Microsoft-Windows-SChannel-Events/Perf: 1793
    EAP-TLS/802.1x/802.11-2012: Microsoft-Windows-WLAN-AutoConfig/Operational: 8001, 8003


    Table 3: Audits for SFRs (AGD1: FAU_GEN.1)

    Id

    Log location

    Message

    Fields

    2

    Setup

    Package was successfully changed to the Installed state

    Logged:

    PackageIdentifier:

    ErrorCode:


    3

    Setup

    Windows update could not be installed because … “The data is invalid”

    Logged:

    Commandline:

    ErrorCode:


    3

    Microsoft-Windows-Crypto-NCrypt

    Open key operation failed

    Logged:

    Provider Name:

    Key Name:


    4

    Microsoft-Windows-Crypto-NCrypt/Operational

    Create key operation failed

    Logged:

    Provider Name:

    Key Name:

    Algorithm Name:



    6

    Microsoft-Windows-Crypto-NCrypt/Operatonal

    Unprotect Key operation failed

    Logged:

    KeyId:



    8

    System

    Source: BTHUSB



    The remote adapter < remote bluetooth radio address> was successfully paired with the local adapter.

    Logged:

    EventData:



    9

    System

    Source: BTHUSB



    The remote adapter < remote bluetooth radio address> was added to the list of personal devices.

    Logged:

    EventData:



    11

    Microsoft-Windows-CAPI2/Operational

    Build Chain

    System/TimeCreated/SystemTime:

    Subject name of the leaf certificate is the first instance of the following path:

    UserData/CertGetCertificateChain/CertificateChain/Certificate subjectName:

    Subject name of the issuing certificate is the second instance of the following path:

    UserData/CertGetCertificateChain/CertificateChain/ChainElement/Certificate

    TrustStatus -> ErrorStatus: 1>



    12

    System

    Source: Kernel-General



    The operating system started at system time

    Logged:
    This event along with no other earlier events indicates a wipe has occurred.

    16

    System

    Source: BTHUSB



    The mutual authentication between the local Bluetooth adapter and a device with Bluetooth adapter address failed.

    Logged:

    Data:




    19

    System

    Source: WindowsUpdateClient



    Installation Successful: Windows successfully installed the following update:

    Logged:

    Security ID:

    updateTitle:

    updateGuid:

    serviceGuid:

    updateRevisionNumber:



    20

    System

    Source: Kernel-Boot



    The last boot’s success was .

    Logged:

    LastBootGood:



    21

    System

    Source: Kernel-Boot



    The OS loader advanced options menu was displayed and the user selected option

    Logged:

    OptionSelected:

    Note: this event is recorded if the operating system was started in an auxiliary boot mode whereas its absence indicates the operating system started in normal boot mode.


    30

    Microsoft-Windows-CAPI2/Operational

    Verify Chain Policy

    System -> TimeCreated -> SystemTime:

    UserData -> CertVerifyCertificateChainPolicy -> Certificate -> subjectName:

    UserData -> CertVerifyCertificateChainPolicy -> Result -> value :


    48

    Microsoft-Windows-DeviceManagement-Enterprise-Diagnostics-Provider

    MDM Unenroll: Unenroll event sent to server

    Logged:

    Security UserID:



    65

    Microsoft-Windows-Audio/Operational

    MMDevAPI: Audio device state changed

    Logged:

    OpCode:



    72

    Microsoft-Windows-DeviceManagement-Enterprise-Diagnostics-Provider

    MDM Enroll: Succeeded

    Logged:

    Security UserID:



    90

    Microsoft-Windows-CAPI2/Operational



    Logged:

    Security UserID:

    Subject:


    400

    Microsoft-Windows-AppXDeployment-Server-Microsoft-Windows-AppXDeployment-Server/Operational

    Deployment Add operation on Package
    from: (<.appx pathname> ) finished successfully

    Logged:



    403

    Microsoft-Windows-DeviceManagement-Enterprise-Diagnostics-Provider

    MDM ConfigurationManager: CSP Allow check.

    Logged:

    URI:

    Allowed:


    404

    Microsoft-Windows-AppXDeployment-Server-Microsoft-Windows-AppXDeployment-Server/Operational

    AppX Deployment operation failed for package with error . The specific error text for this failure is: .

    Logged:


    410

    Microsoft-Windows-Kernel-PnP/Device Configuration

    Device < DeviceInstanceId> was started

    Logged:

    User:

    DeviceInstanceId:


    472

    Microsoft-Windows-AppXDeployment-Server-Microsoft-Windows-AppXDeployment-Server /Operational

    Moving package folder <%program files location%\
    to <%deleted program files location%\
    . Result:

    Logged:

    Security ID:

    SourceFolderPath: <%program files location%\

    DestinationFolderPath: <%deleted program files location%\




    801

    Microsoft-Windows-Kernel-PnP/Device Configuration

    Processing device .

    TimeCreated:


    813

    Microsoft-Windows-DeviceManagement-Enterprise-Diagnostics-Provider

    MDM PolicyManager

    Logged:

    Policy:


    814

    Microsoft-Windows-DeviceManagement-Enterprise-Diagnostics-Provider

    MDM PolicyManager

    Logged:

    Policy:


    832

    Microsoft-Windows-Kernel-PnP/Device Configuration

    End removal of .

    TimeCreated:


    1004

    Microsoft-Windows-CertificateServicesClient-Lifecycle-System/Operational

    A certificate has been deleted

    Logged:

    UserID:

    SubjectNames:

    Thumbprint:

    NotValidAfter: :


    1006

    Microsoft-Windows-CertificateServicesClient-Lifecycle-System/Operational

    A new certificate has been installed.

    Logged:

    Subject:

    Thumbprint:


    1015

    Applications and Services Logs-Microsoft-Windows-Wcmsvc-Operational

    Interface token applied

    Logged:

    Security ID:

    Media type:

    AutoProfiles:



    1027

    System

    Source: TPM-WMI



    The Ownership of the Trusted Platform Module (TPM) hardware on this computer was successfully taken (TPM TakeOwnership command) by the system

    Logged:

    Keywords:



    1074

    System

    Source: User32



    The process \systemreset.exe has initiated the restart of computer on behalf of user for the following reason: No title for this reason could be found

    Reason Code: 0x20001



    Logged: User:


    1100


    Security

    Subcategory: Security State Change



    The event logging service has shut down

    Logged:

    Keywords:



    1103

    Security

    The security audit log is now percent full.

    Logged:

    Keywords:



    1104

    System

    The security audit log is full.

    Logged:

    Keywords:



    1502

    Microsoft-Windows-GroupPolicy/Operational

    The Group Policy settings for the computer were processed successfully. New settings from 1 Group Policy objects were detected and applied.

    Logged:


    1793

    Microsoft-Windows-SChannel-Events/Perf



    Logged:


    4502

    System

    Source: ResetEng



    Attempt to restore the system to original condition has failed. Changes to the system have been undone.

    Logged:

    Keywords:



    4608

    Security

    Subcategory: Security State Change



    Startup of audit functions

    Logged:

    Task category:

    Keywords:


    4624

    Security

    Subcategory: Logon



    An account was successfully logged on.

    Logged:

    Security ID:

    Account Name:

    Account Domain:

    Workstation Name:

    Logon Type:

    LogonID:

    Source Network Address:



    4650

    Security

    Subcategory: IPsec Main Mode



    IPsec main mode security association was established. Certificate authentication was not used.

    Logged:

    Task category:

    Local Endpoint:

    Remote Endpoint:

    Keying Module Name:

    Local Certificate:

    Remote Certificate:

    Cryptographic Information:

    Keywords:


    4651

    Security

    Subcategory: IPsec Main Mode



    IPsec main mode security association was established. A certificate was used for authentication.

    Logged:

    Task category:

    Local Endpoint:

    Remote Endpoint:

    Keying Module Name:

    Local Certificate:

    Remote Certificate:

    Cryptographic Information:

    Keywords:


    4655

    Security

    Subcategory: IPsec Main Mode



    IPsec main mode security association ended

    Logged:

    Task category:

    Local Endpoint:

    Remote Endpoint:

    Keying Module Name:

    Keywords:



    4656

    Security

    Subcategory: Handle Manipulation



    A handle to an object was requested.

    Logged:

    Security ID:

    Object Name:

    Access Mask:

    Accesses:

    Keywords:



    4657

    Security

    Subcategory: Registry



    Registry entry change

    Logged:

    Task category:

    Security ID:

    Object name:

    Change Information:

    Keywords:



    4673

    Security

    Subcategory: Sensitive Privilege Use / Non Sensitive Privilege Use



    A privileged service was called.

    Logged:

    Security ID:

    Account Name:

    Account Domain:

    Keywords:


    4719

    Security

    Subcategory: Audit Policy Change



    System audit policy was changed

    Logged:

    Security ID:

    Account Name:

    Account Domain:

    Login ID:

    Task category:

    Task Subcategory:

    Subcategory GUID:

    Changes:

    Keywords:



    4723

    Security

    Subcategory: User Account Management



    An attempt was made to change an account's password.

    Logged:

    Security ID:

    Keywords:


    4739

    Security

    Subcategory: Authentication Policy Change



    Domain Policy was changed.

    Logged:

    Security ID:

    Account Name:

    Account Domain:

    Task Category:

    Changed Attributes:



    4740

    Security

    Subcategory: User Account Management



    A user account was locked out

    Logged:

    Security ID:

    Account Name:

    Account Domain:



    4800

    Security

    Subcategory: Logoff



    The workstation was locked.

    Logged:

    Security UserID:

    Account Name:

    Account Domain:



    4801

    Security

    Subcategory: Logon



    The workstation was unlocked.

    Logged:

    Security ID:

    Account Name:

    Account Domain:



    4912

    Security

    Subcategory: Audit Policy Change



    Per-user Audit Policy was changed

    Logged:

    Security ID:

    Account Name:

    Account Domain:

    Login ID:

    Policy Change Details:

    Policy For Account:

    Keywords:



    4950

    Security

    Subcategory: MPSSVC Rule-Level Policy Change



    A Windows Firewall setting has changed.

    Logged:

    Value:





    5058

    Security

    Subcategory: System Integrity



    Key file operation

    Logged:

    Task category:

    Subject:

    Cryptographic Parameters:

    Key file operation information:


    5447

    Security

    Subcategory: Other Policy Change Events



    Windows Filtering Platform filter has been changed

    Logged:

    Task category:

    Change type:

    Filter ID:

    Filter Name:

    Layer ID:

    Layer Name:

    Additional Information:



    5450

    Security

    Subcategory: Filtering Platform Policy Change



    Windows Filtering Platform sub-layer has been changed

    Logged:

    Task category:

    Change type:

    Sub-layer ID:

    Sub-layer Name:


    5451

    Security

    Subcategory: IPsec Quick Mode



    IPsec quick mode security association was established

    Logged:

    Task category:

    Local Endpoint:

    Remote Endpoint:

    Keying Module Name:

    Cryptographic Information:

    Keywords:


    5038

    Security

    Subcategory: System Integrity



    Code integrity determined that the image hash of a file is not valid. The file could be corrupt due to unauthorized modification or the invalid hash could indicate a potential disk device error.

    Logged:

    Task category:

    File Name: < file failing integrity check>


    5446

    Security

    Subcategory: Filtering Platform Policy Change



    Windows Filtering Platform callout has been changed

    Logged:

    Task category:

    Change type:

    Callout ID:

    Callout Name:

    Layer ID:

    Layer Name:

    Keywords:



    5447

    Security

    Subcategory: Other Policy Change Events



    Windows Filtering Platform filter has been changed

    Logged:

    Task category:

    Change type:

    Filter ID:

    Filter Name:

    Layer ID:

    Layer Name:

    Additional Information:



    5450

    Security

    Subcategory: Filtering Platform Policy Change



    Windows Filtering Platform sub-layer has been changed

    Logged:

    Task category:

    Change type:

    Sub-layer ID:

    Sub-layer Name:


    8000

    Microsoft-Windows-WLAN-AutoConfig/Operational

    WLAN AutoConfig service started a connection to a wireless network

    Logged:

    Network Adapter:



    8001

    Microsoft-Windows-WLAN-AutoConfig/Operational

    WLAN AutoConfig service has successfully connected to a wireless network

    Logged:

    SSID: (non-TOE endpoint of connection)

    Authentication: WPA2-Enterprise (protocol)


    8002

    Microsoft-Windows-WLAN-AutoConfig/Operational

    WLAN AutoConfig service failed to connect to a wireless network

    Logged:

    SSID: < Wireless network name> (non-TOE endpoint of connection)



    8003

    Microsoft-Windows-WLAN-AutoConfig/Operational

    WLAN AutoConfig service has successfully disconnectd from a wireless network

    Logged:

    Interface GUID: < network adapter identification>

    SSID:


    8006

    Microsoft-Windows-WLAN-AutoConfig/Operational

    WLAN AutoConfig service has finished starting the hosted network.

    Logged:

    Interface GUID:

    SSID:


    8022

    Microsoft-Windows-AppLocker/Packaged app-Execution

    was prevented from running.

    Logged:


    11001

    Microsoft-Windows-WLAN-AutoConfig/Operational

    Wireless network association succeeded

    Logged:

    Network Adapter:

    Local MAC address:


    11004

    Microsoft-Windows-WWAN-SVC-Events/Operational

    Received ContextState

    Logged:

    Action:




    11004

    Microsoft-Windows-WLAN-AutoConfig/Operational

    Wireless security stopped

    Logged:

    Network Adapter:

    Local MAC address:


    11010

    Microsoft-Windows-WLAN-AutoConfig/Operational

    Wireless Security Started

    Logged:

    Network Adapter:

    Local MAC Address:


    14001

    Microsoft-Windows-WLAN-AutoConfig/Operational

    New Wireless Network Policy

    Logged:

    Applied Settings:



    20001

    System

    Source: UserPnP



    Driver Manager concluded the process to install driver for Device Instance ID

    Logged:

    Security UserID:

    DeviceInstanceID:

    SetupClass:



    24579

    System

    Source: Bitlocker-Driver



    Encryption of volume : completed

    Logged:

    Security UserID:

    Volume:


    24588

    System

    Source: Bitlocker-Driver



    The conversion operation on volume encountered a bad sector error.

    Logged:

    Volume:



    24667

    System

    Source: BitLocker-Driver



    BitLocker finalization sweep completed for volume .

    Logged:

    Volume:



    36880

    System

    Source: Schannel



    An SSL client handshake completed successfully. The negotiated cryptographic parameters are as follows.

    Logged:

    Protocol:

    CipherSuite:


    36888

    System

    Source: Schannel



    A fatal alert was generated and sent to the remote endpoint. This may result in termination of the connection. The TLS protocol defined fatal error code is %1.

    Logged:

    Reason for failureProtocol:


    The following are the possible error codes:

    Description

    Error Code Value

    Unexpected message

    10

    Bad record MAC

    20

    Record overflow

    22

    Decompression fail

    30

    Handshake failure

    40

    Illegal parameter

    47

    Unknown CA

    48

    Access denied

    49

    Decode error

    50

    Decrypt error

    51

    Protocol version

    70

    Insufficient security

    71

    Internal error

    80

    Unsupported extension

    110




    Automatic Repair

    %windir%\system32\logfiles\srt\strtrail.txt

    Startup Repair diagnosis and repair log

    Logged:

    Boot critical file:



    Wipe Failure Screen

    Display

    There was a problem resetting your PC. No changes were made.

    On logon a message is displayed to the user indicating that the recovery operation of the system failed.

    Bitlocker recovery

    Display

    Bitlocker recovery

    On startup a message is displayed requesting the Bitlocker recovery key

    Table 4: Audit (AGD1: FAU_GEN.1) (AGD3: FAU_GEN.1)


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